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Uptick rule
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71	June 21, 2004 VIA ELECTRONIC TRANSMITION; CONFIRMATION BY OVERNIGHT MAIL Mr. Jonathan G. Katz Secretary, Office of the Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-22 14:56:14 Investment Financial regulation Short selling Stock market United States Securities and Exchange Commission Uptick rule Locate Naked short selling Short Finance Financial economics Financial markets
72	R. C. AULETTA and COMPANY, LLC 59 East 54th Street • New York, NY 10022 Add to Reading List Source URL: www.aaml.org Language: English - Date: 2012-08-08 11:52:24 Family Economics Private law Christian views on divorce Uptick rule Divorce Family law Recessions
73	SR-NSX[removed]Exhibit 5 Page 36 of 41 Proposed new language is underlined; proposed deletions are marked by [brackets]. CHAPTER XI. Trading Rules *** Rule[removed]Orders and Modifiers Users may enter into the System th Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-11 15:10:15** Financial economics Investment Order Regulation NMS Finance Securities Exchange Act National market system plan Uptick rule United States Securities and Exchange Commission Financial markets Stock market
74	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]December 29, 2004 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-01-04 16:44:06 73rd United States Congress Financial regulation Financial economics Finance SEC filings Securities Exchange Act Securities Act Uptick rule U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission Stock market
75	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-28 10:20:54 Financial economics Financial regulation Finance Stock market Short selling Securities Exchange Act Uptick rule Securities Act U.S. Securities and Exchange Commission United States Securities and Exchange Commission United States securities law 73rd United States Congress
76	Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a New Market Maker Peg Order Available to Exchange Market Makers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-11 11:03:11 Investment Finance United States Securities and Exchange Commission Mathematical finance Order Market maker Uptick rule Regulation NMS Securities Exchange Act Stock market Financial markets Financial economics
77	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]December 30, 2004 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stoc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-01-04 16:41:03 Financial regulation Economy of the United States Chicago Stock Exchange Financial system Securities Act Securities Exchange Act U.S. Securities and Exchange Commission Uptick rule Self-regulatory organization United States securities law 73rd United States Congress United States Securities and Exchange Commission
78	SR-CHX[removed]Page 57 of 69 Exhibit 5 Additions are underlined; deleted text is [in brackets] RULES OF CHICAGO STOCK EXCHANGE, INC. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-08 11:25:20 Investment Stock market Finance United States securities law 73rd United States Congress Chicago Stock Exchange Order Regulation NMS Uptick rule Financial markets Financial economics United States Securities and Exchange Commission
79	Microsoft Word[removed]DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-23 14:09:38 Financial markets Finance Self-regulatory organizations United States Securities and Exchange Commission Mathematical finance Uptick rule Order Philadelphia Stock Exchange Securities Exchange Act Stock market Financial economics Investment
80	Microsoft Word - 34-50929x.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-27 14:56:15 Finance United States securities law Short selling United States Securities and Exchange Commission 73rd United States Congress Locate Uptick rule Securities Exchange Act Securities Act Financial regulation Financial economics Financial system

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